Brett Evans
Top rated Securities & Corporate Finance attorney in Tustin, California
Practice Areas:
Securities & corporate finance,
Securities litigation,
Alternative dispute resolution,
Business litigation
Education Qualification:
University of Utah S.J. Quinney College of Law
Practice Areas:
Securities & corporate finance,
Securities litigation,
Alternative dispute resolution,
Business litigation
17542 17th Street Suite 100Tustin, California, 92780
First Admitted: 2006, California
Professional Webpage: https://bgelaw.com/attorneys/brett-evans/
Bar/Professional Activity:
- State Bar of California
- The National Due Diligence Alliance (TNDDA)
- Real Estate Investment Securities Association (REISA)
- Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal Division
- United States Court of Appeals for the Ninth Circuit
- United States District Court, Southern District of California
- United States District Court, Central District of California
- United States District Court, Northern District of California
Verdicts/Settlements (Case Results):
- Cooper Tr. DTD 10-05-2000 et al. v. Parmigiani, 746 F. App’x 618 (9th Cir. 2018) – Appeal granted, reversed and remanded to federal district court (Appeal of sua sponte remand by federal district court to California state court)
- Strong v. Cochran et al., US District Court, Utah, Sept. 23, 2019 (Defended against motion for summary judgment for claims under various state securities laws, Summary Judgment Denied)
Honors/Awards:
- Notes and Comment Editor, Utah Law Review, 2003
Educational Background:
- University of California, Berkeley - B.A. History and Political Science, 1999
- University of Utah - MBA with emphasis in Finance and Financial Accounting, 2004
- University of Washington School of Law - LL.M. in Taxation, 2005
Scholarly Lectures/Writings:
- “Oil and Gas Fundamentals” – TICA, Annual Conference 2008
- “Due Diligence” – National Association of Independent Broker/Dealers (NAIBD), Spring Symposium 2010
- “Oil and Gas Fundamentals” – REISA, Annual Conference 2010
- Energy Taxation & Offering Structure Developments – REISA, Annual Conference, 2013
- “Oil & Gas Program & Sponsor Evaluation Practices” – REISA, Annual Conference 2011
- “Fundamentals of Direct Participation Programs” – REISA, Annual Conference 2011
- “Real Estate Private Placement Evaluation Issues: Disclosure, Structure, Investor Rights and Economics” – Mick & Associates, Real Estate Symposium 2012
- “Oil & Gas Private Placement Evaluation Issues” – Mick & Associates, Oil & Gas Symposium, 2012
- “Direct Participation Program Marketing: Obligations under FINRA rules” – REISA, Spring 2012
- “Oil & Gas Programs” – REISA, Spring Symposium 2012
- “Energy 401: Due Diligence Practices from a Sponsor and Program Level Perspective Opportunity” – REISA, Annual Conference 2012
- “Oil & Gas Tax Panel” – Mick & Associates, Energy Symposium 2013
- Private Placements: Rules 5122/5123, JOBS Act, Structures – Mick & Associates, Real Estate Symposium, 2013
- Due Diligence and Product Review of Energy Income Programs – REISA, 2013
- Oil & Gas Sponsor-Level Review – Mick & Associates, Energy Symposium, 2013
- Energy Income Designed Products: Royalties and Producing Assets – REISA, 2012
- Mad Men Meet Regulation D: The End of the Prohibition Against General Solicitation and Advertising – REISA, 2012
- Mad Men Meet Regulation D: The End of the Prohibition Against General Solicitation and Advertising – REISA, 2012
- Energy Taxation & Offering Structure: Navigating the Landmines of Oil & Gas Programs - Mick & Associates Energy Symposium, 2014
Industry Groups:
- Banking
- Business
- Corporate
- Energy
- Finance
- Gas
- Issuer
- Oil
- Securities
- Syndication
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